Downloads
Registration Forms, Circulars, Collateral Transfer Accounts, Policies, Tools and More…
AP Registration Check List
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AP Registration Checklist |  |
Collateral Transfer Accounts
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Collateral Transfer Account | |
Policies
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Access Control Policy | |
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Asset Management & Inventory Policy | |
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Audit Trial Policy | |
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Back-up Policy | |
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Conflict Interest Policy | |
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Documented Error Account Policy | |
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Inactive Account Policy | |
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Incident Management Policy | |
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Incident Response Policy | |
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Information Security Policy (IT POLICY) | |
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Investment Advice Policy | |
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Organization Access & Disaster Policy | |
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Password Policy | |
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Physical & Environmental Security Policy | |
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PMLA | |
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Policy on Pre-funded Instruments and Electronic Fund Transfer | |
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Policy on Insider Trading and Unauthenticated News | |
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Policy on Limit Setting | |
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Privileged Identity Management Policy | |
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Redressal Mechanism for Investor Grievance Policy | |
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Risk Management Policy | |
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User Management Policy | |
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Investor Charter for CDSL DP | |
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Investor Charter for Stock Brokers | |
Client Registration Documents in Vernacular Language
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BSE |  |
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NSE | |
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MCX | |
Circulars
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NSE | |
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BSE | |
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MCX | |
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SEBI | |
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List of Reasons Codes -Off Market Transactions | |
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Intimation to Client Interoperability | |
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Intimation to Client Change in Office Address | |
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SEBI Circular FY Update | |
Forms
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Account Closure Form | |
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Account Modification Form | |
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Brokerage Change Form | |
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Branch Transfer | |
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Dormant Activation Request RSBPL | |
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Dematerialization Form | |
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FATCA- Declaration form | |
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Income Updation Form | |
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KYC Form RSBPL | |
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KYC Update/ Modification Form | |
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KYC Check List | |
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Letter of Authority- Colletral | |
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Nominee Form | |
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Nomination Form_Do not wish | |
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Off-Market Transfer Annexure | |
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Power of Attorney | |
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Segment Addition Form | |
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Same Mobile & Email Consent Form | |
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Tariff Structure Form | |
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TRANSMISSION FORM-DRF | |
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TRANSMISSION FORM-Death of Sole holder | |
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UN Delivery DIS Book Letter | |
Softwares
RELI CLIENT
| FILE TYPE | FILE NAME | DOWNLOAD |
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| ZIP | RELI CLIENT | |
RELI DIET
| FILE TYPE | FILE NAME | DOWNLOAD |
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| ZIP | RELI DIET | |
DOTNET
| FILE TYPE | FILE NAME | DOWNLOAD |
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| ZIP | RELI DIET | |
VC RUNTIME
| FILE TYPE | FILE NAME | DOWNLOAD |
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| ZIP | RELI DIET | |
REGISTRY
| FILE TYPE | FILE NAME | DOWNLOAD |
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| ZIP | REGISTRY | |
Rights and Obligations
Rights and Obligations
| FILE TYPE | FILE NAME | DOWNLOAD |
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| Rights and Obligations | |
Investor Grievance Report
Data for every month ending
| SN | Received from | Carried forward from previous month | Received during the month | Total Pending | Resolved | Pending at the end of the month** | Average Resolution Time^ (in days) | |
| Pending for less than 3 months | Pending for more than 3 months | |||||||
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | |
| 1 | Directly from Investors | |||||||
| 2 | SEBI (SCORES) | |||||||
| 3 | Depositories | |||||||
| 4 | Other Sources (if any) | |||||||
| 5 | Grand Total | |||||||
Trend of monthly disposal of Complaints
| SN | Month | Carried forward from previous month | Received | Resolved* | Pending** |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | April-2021 | ||||
| 2 | May-2021 | ||||
| 3 | June-2021 | ||||
| 4 | July-2021 | ||||
| …. | |||||
| …. | |||||
| March-2022 | |||||
| Grand Total |
Trend of annual disposal of Complaints
| SN | Year | Carried forward from previous year | Received during the year | Resolved during the year | Pending at the end of the year |
| 1 | 2017-18 | ||||
| 1 | 2018-19 | ||||
| 2 | 2019-20 | ||||
| 3 | 2020-21 | ||||
| 4 | 2021-22 | ||||
| Grand Total |
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