Prior experience in selling financial products as a sub-broker, remiser, IFA, mutual fund distributor, insurance advisor, financial planner, or worked with a stock broker, mutual fund company or bank or have the drive to start on own.
Good sales and presentation skills
Have a clean track record of working in the financial services industry / other business/ social circle and have a good client base
Individual, Company or Partnership Firm with a good reputation and track record in financial services/ other business; or have a minimum 2 years work experience working in selling financial products, or
Must either hold a professional qualification of degree like MBA, CFA, CA, CS or be a businessman with relevant experience.
Must meet all the requirement and adhere to rules, regulations and Bye Laws applicable for an Authorised Person (AP) including: Valid NCFM Certifications
Understanding of the bye-laws of the stock exchanges, commodity exchanges, SEBI and, FMC
For any queries please feel free to mail us or call us
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KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorized your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.
Trading and investments in Equities and Commodities are subject to market risk, there is no assurance or guarantee of the returns. Please read the Risk Disclosure Document and Do’s & Dont’s prescribed by the Exchanges carefully before investing.